Get Started Previous Next Client Fact FindThis Fact Find has been designed to help gather some information about you and your circumstances including your personal and financial information and your goals and objectives. We will then use the details you provide, together with discussions we have had with you to develop a strategy that is tailored to your needs. You are seeking limited advice in relation to the suitability of a self-managed superannuation fund. The nature of personal information we collect, and where it comes from, will vary according to the specific service we provide to you and may include: This Fact Find document and member statements, with such personal information including though not limited to name, address, telephone number, occupation, assets and income. We will only collect personal information necessary for the requested service/s. These purposes may include: Understanding your goals and objectives to allow us to provide you advice; Meeting legal and regulatory requirements; and Responding to your enquiries about application, accounts or services. Personal DetailsCLIENTClient Surname / Middle Name / Given Name, Marital StatusMarital StatusSingleMarriedDe FactoWidowerDivorcedEngagedGeneral HealthGeneral HealthExcellentGoodAveragePoorPrefer not to provideDate of Birth Place of Birth Residential Address PARTNERPartner Surname / Middle Name / Given Name, Marital StatusMarital StatusSingleMarriedDe FactoWidowerDivorcedEngagedGeneral HealthGeneral HealthExcellentGoodAveragePoorPrefer not to provideDate of Birth Place of Birth Residential Address CentrelinkCLIENTDo you hold a Commonwealth Seniors Healthcare Card?Do you hold a Commonwealth Seniors Healthcare Card?YesNoIf yes, date of issue Are you in receipt of Centrelink income?Are you in receipt of Centrelink income?YesNoPARTNERDo you hold a Commonwealth Seniors Healthcare Card?Do you hold a Commonwealth Seniors Healthcare Card?YesNoIf yes, date of issue Are you in receipt of Centrelink income?Are you in receipt of Centrelink income?YesNoContact DetailsCLIENTPhone Email Other PARTNERPhone Email Other Children/DependentsNames Date of Birth Financially Dependent Dependent until Age Names Date of Birth Financially Dependent Dependent until Age Names Date of Birth Financially Dependent Dependent until Age Names Date of Birth Financially Dependent Dependent until Age Names Date of Birth Financially Dependent Dependent until Age Do any of your dependents suffer from a particular illness or have any disabilities?OccupationCLIENTOccupation Employment StatusEmployment StatusFull time EmployedPart-time employedCasualSelfEmployedRetiredUnemployedPARTNEROccupation Employment StatusEmployment StatusFull time EmployedPart-time employedCasualSelfEmployedRetiredUnemployedIncome DetailsCLIENTGross Salary/Wages per annumBusiness Income per annumSuper Pension per annumSocial Security/Centrelink per annumInvestment Income per annumRental Income per annumOther Income per annumPARTNERGross Salary/Wages per annumBusiness Income per annumBusiness Income per annumSocial Security/Centrelink per annumInvestment Income per annumRental Income per annumOther Income per annumContribution DetailsMember Type of Contribution Value ($) Financial Year Member Type of Contribution Value ($) Financial Year Member Type of Contribution Value ($) Financial Year Member Type of Contribution Value ($) Financial Year Member Type of Contribution Value ($) Financial Year Personal Assets and LiabilitiesAsset Owner Loan Type Lender How much owed ($) Value Asset Owner Loan Type Lender How much owed ($) Value Asset Owner Loan Type Lender How much owed ($) Value Asset Owner Loan Type Lender How much owed ($) Value Asset Owner Loan Type Lender How much owed ($) Value Investment assets and liabilitiesAsset Owner Loan Type Lender How much owed ($) Value Asset Owner Loan Type Lender How much owed ($) Value Asset Owner Loan Type Lender How much owed ($) Value Asset Owner Loan Type Lender How much owed ($) Value Asset Owner Loan Type Lender How much owed ($) Value Existing SuperannuationSuperannuation Provider Member A/C A/C Balance Income StreamIncome Stream?YesNoTax Free % Superannuation Provider Member A/C A/C Balance Income StreamIncome Stream?YesNoTax Free % Superannuation Provider Member A/C A/C Balance Income StreamIncome Stream?YesNoTax Free % Superannuation Provider Member A/C A/C Balance Income StreamIncome Stream?YesNoTax Free % Superannuation Provider Member A/C A/C Balance Income StreamIncome Stream?YesNoTax Free % Do you have a property in mind?Address Purchase Price Estimated Rent Estimated Expenses Annual Loan Repayments Additional SupportOnce the SMSF has been established, would you like to receive assistance in relation to the drafting of your Investment Strategy? Yes No Would you like to receive assistance/advice in relation to your investment decisions? Yes No Risk Insurance DetailsType of CoverType of CoverLife InsuranceTotal and Permanent DisabilityTraumaIncome ProtectionInsurer Owner Person Insured Amount Covered Annual Premium Type of CoverType of CoverLife InsuranceTotal and Permanent DisabilityTraumaIncome ProtectionInsurer Owner Person Insured Amount Covered Annual Premium Type of CoverType of CoverLife InsuranceTotal and Permanent DisabilityTraumaIncome ProtectionInsurer Owner Person Insured Amount Covered Annual Premium Type of CoverType of CoverLife InsuranceTotal and Permanent DisabilityTraumaIncome ProtectionInsurer Owner Person Insured Amount Covered Annual Premium Type of CoverType of CoverLife InsuranceTotal and Permanent DisabilityTraumaIncome ProtectionInsurer Owner Person Insured Amount Covered Annual Premium Please note that if you are looking to rollover existing superannuation benefits, particular attention should be given to your current levels of risk insurance within your superannuation fund. Once you action a rollover your existing insurances within your fund may cease. It is imperative that you consider your insured position before you action any transfers in relation to your existing superannuation benefits.Would you like to receive assistance/advice in relation to your risk insurance requirements? Yes No Additional Fact Find QuestionsHow prepared are you to learn or do you have a good understanding of the SMSF Trustee obligations?(Required) I am new to the area of SMSF’s and will need to learn and get better understanding of the obligations of being an SMSF Trustee. I have some understanding of the obligations of being a SMSF trustee and willing to learn to continue to increase my understanding. I am very familiar and understand the obligations of a SMSF trustee and willing to learn to continue my understanding. I do not require or prepared to learn more about the obligations of a SMSF Trustee. OthersAre you prepared to engage support services to assist you in carrying out your duties?(Required) Yes No Maybe In your own words, describe what are the ramifications of not administering a SMSF appropriately.(Required) What is your primary interest in considering a SMSF?(Required) I wish to have greater control over the investments made in my super fund. I wish to acquire direct investment ie direct property and shares. I wish to reduce the annual administration fees of my superannuation account. I may wish to borrow to acquire direct property once the SMSF has been established. All of the above Other – please describe OtherDo you have the time to work with a professional adviser or administer the fund yourself?(Required) Yes No Maybe Do you require insurance cover to be funded by your SMSF?(Required) Yes No Not sure What timeframe do you consider that you will use a SMSF for?(Required) Less than 5 years Between 5-15 years Over 15 years What type of assets would you consider holding in a SMSF?(Required) Direct Shares – including Australian or International shares Managed Investments – including equity or property trusts Direct real property – including commercial Collectibles and other e.g. e-currencies 2 or more of the above Estate Planning – AssistanceCLIENTDo you have a current will(s)?Do you have a current will(s)?YesNoUnsureDate of Will Date last reviewed Executors Have you granted anyone your power of attorney?Have you granted anyone your power of attorney?YesNoUnsureEnduring Power of AttorneyEnduring Power of AttorneyYesNoUnsurePARTNERDo you have a current will(s)?Do you have a current will(s)?YesNoUnsureDate of Will Date last reviewed Executors Have you granted anyone your power of attorney?Have you granted anyone your power of attorney?YesNoUnsureEnduring Power of AttorneyEnduring Power of AttorneyYesNoUnsureClient Declaration(Required) By submitting this form, you agree to our Financial Knowledge Collective's Terms below(Required)I/we confirm that the limited details provided to Financial Knowledge Collective for the objective that has been stated are correct and current at this time. I/we do not require Financial Knowledge Collective to make any investigation or recommendation in relation to any other financial affairs and I/we understand that any strategy or recommendation made by Financial Knowledge Collective will be based on the limited details provided to them. I/we acknowledge that the selection of specific products to implement the strategies recommended is my/our choice or I/we will seek assistance from the individual organisation to which Financial Knowledge Collective has referred me/us. I/we confirm that I/we am/are seeking only limited advice. I/we do not require Financial Knowledge Collective to make any investigation or recommendation in relation to any other of my/our financial affairs and I/we understand that any strategy or recommendation made by Financial Knowledge Collective will be based on the details I/we have provided. I/we confirm that before I/we proceed with the implementation of any strategy or recommendation I/we will carefully assess the appropriateness of the recommendation in light of my/our individual investment objectives, financial situation and particular needs. I/we understand Financial Knowledge Collective, and the Advisor can provide strategies and recommendations in their capacity as the Corporate Authorised Representative # 001292042 of Australian Advisor Collective holder of an Australian Financial Services Licence #511679. The capacity in which my Advisor and Financial Knowledge Collective acts has been clearly explained to me.Client Signature / Name / Date-Client Signature / Name / Date- Δ